Delivered by Andrew Scanlon

Ongoing Compliance Support

We provide continuous assistance to organisations in meeting legal, regulatory, and risk management obligations. This service includes monitoring regulatory changes, advising on compliance best practices, conducting periodic reviews, and supporting the implementation of policies and procedures to reduce legal and operational risks. It ensures that businesses remain aligned with evolving compliance standards and maintain a strong governance framework and have confidence they can ask questions to gain clarity and support.

We are here to give you peace of mind, offering support and guidance with ad hoc queries through one of our retainer arrangements.

What we offer

  • Day-to-day guidance on regulatory obligations
  • The ability to get in touch for ad-hoc queries as and when needed
  • Support with conflict checks, CDD/KYC, and client onboarding
  • Practical interpretation of SRA rules and requirements

Why it matters

Stay compliant without the cost of a full-time compliance team. Our responsive, expert support helps you manage risk, save time, and stay focused on your clients.

Get in Touch Today

Contact us now to learn how we can support your compliance needs and enhance your organisation.